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The right to work and debarment in the financial market

 29 Nov 17
Who in their right mind would believe there is a law on our statute books which is interpreted and applied in such a way that it makes it possible for an employer to deprive an employee, without the due process of law and without any proper enquiry,…

FAIS clearly unclear

 26 Jun 17
A norm cannot be regarded as a “law” unless it is formulated with sufficient precision to enable the citizen to regulate his conduct.…

FAIS: Debarring representatives violates the Rule of Law

14 Jun 17   Gary Moore
The provision of the Financial Advisory and Intermediary Services Act of 2002 (“FAIS”) that vests in employers the power and obligation to banish (“debar”) financial-services representatives from the entire industry, has the effect of discriminating…

Warning: FAIS killed off swathes of financial advice industry, failed investors – now brace for FAIS II

02 May 17   Gary Moore
The costs of the Financial Advisory and Intermediary Services Act (FAIS) have been shown to be no less than eight times what Parliament was led to believe they would be.…